Page 144 - DCOM304_INDIAN_FINANCIAL_SYSTEM

Unit 7: Depositories and Custodians

3. What are the difficulties and capabilities required for India to attain efficient and effective Notes
functional depository system?
4. What are the SEBI Guidelines with respect to depositories?

5. What do you mean by custodians?
6. Throw light on the various activities of Registers and transfer agents.
7. What are the various factors effecting the success of demat system?
8. In the light of various categories of investors throw light on the qualified institutional
Investors.
9. How is NSDL different from CDSL?
10. What are the general obligations and responsibilities of bankers to an issue?

Self Assessment

1. Depository

2. Dematerialisation
3. Depository Participant
4. Securities

5. Demat
6. Depository participants
7. Risk
8. Minimum
9. Maximum

10. Brokers
11. Initial Public Offer (IPO)
12. NSDL

13. National Securities Clearing Corporation (NSCC)
14. Custodian Participant (CP)
15. custodian

7.9 Further Readings

Books P G Apte, International Financial Management
RBI publications: Depository Services, review, 2004

Merchant Banking, Bharath Publications

Online link Karvy.com /investors services

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