Page 301 - DMGT207_MANAGEMENT_OF_FINANCES

Management of Finances Rupesh Roshan Singh, Lovely Professional University

Notes Unit 14: Capital Market and Financial Institutions

CONTENTS
Objectives
Introduction

14.1 Financial Market in India
14.1.1 Capital Market
14.1.2 Money Market
14.2 Primary Market
14.2.1 Methods of issuing Securities in the Primary Market

14.2.2 Role of Primary Market
14.3 Secondary Market
14.3.1 Trading system in Stock Market
14.3.2 Margin Trading
14.3.3 Role of Stock Exchanges
14.3.4 Listing
14.4 Instruments of Capital Market

14.4.1 Equity Shares
14.4.2 Preference Share Capital
14.4.3 Debentures
14.4.4 Sweat Equity Shares
14.4.5 Derivatives
14.5 Regulatory Framework of Capital Market

14.6 Financial Institutions
14.6.1 Role of Financial Institutions
14.7 Classification of Financial Institutions
14.7.1 Banking Institutions
14.7.2 Non-banking Financial Institutions
14.8 Regulatory Bodies
14.8.1 Reserve Bank of India (RBI)

14.8.2 Securities and Exchange Board of India (SEBI)
14.8.3 IRDA Act, 1999
14.9 Summary
14.10 Keywords
14.11 Review Questions

14.12 Further Readings

296 LOVELY PROFESSIONAL UNIVERSITY