Page 169 - DCOM404_CORPORATE_LEGAL_FRAMEWORK

Corporate Legal Framework Amit Kumar Sharma, Lovely Professional University

Notes Unit 9: Prospectus

CONTENTS

Objectives
Introduction
9.1 Steps which are Necessary before the Issue of Prospectus
9.2 Underwriting
9.3 Brokerage Contracts

9.4 Listing of the Shares on a Stock Exchange
9.5 Structure of Share Capital
9.6 Time of Floatation
9.7 Definition of a Prospectus

9.8 Small Depositors (s. 58AA)
9.9 Contents of a Prospectus
9.10 SEBI Guidelines relating to Disclosure on Prospectus
9.11 Abridged Form of Prospectus
9.12 Draft Prospectus to be made Public

9.13 The Expert’s Consent to the Issue of Prospectus
9.14 Registration of the Prospectus (S. 60)
9.15 Prospectus by Implication
9.16 Shelf-prospectus and Information Memorandum (S. 60A and 60B)

9.17 Information Memorandum
9.18 Statement in Lieu of Prospectus (S. 70)
9.19 Liability for Untrue Statements in the Prospectus (Ss.62-63)
9.20 Civil Liability (S. 62)
9.21 Criminal Liability for Misstatement in Prospectus (S. 63)
9.22 Golden Rule for Framing of Prospectus

9.23 Allotment of Shares in Fictitious Names Prohibited (S. 68A)
9.24 Announcement regarding Proposed Issue of Capital
9.25 Public Deposits
9.26 Summary

9.27 Keywords
9.28 Self Assessment
9.29 Review Questions
9.30 Further Readings

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