Page 6 - DCOM504_SECURITY_ANALYSIS_AND_PORTFOLIO_MANAGEMENT

Unit 1: Introduction to Capital Market
Mahesh Kumar Sarva, Lovely Professional University

Unit 1: Introduction to Capital Market Notes

CONTENTS
Objectives

Introduction
1.1 Capital Market

1.2 New Issue Market
1.2.1 Functions of New Issue Market
1.2.2 Methods of Floating New Issues

1.2.3 Non-voting Shares
1.2.4 Bought Out Deal

1.3 Stock Exchanges
1.3.1 Stock Market in India
1.3.2 Stock Market Indices

1.3.3 Role and Stock Exchange Functions
1.3.4 Membership, Organization and Management
1.3.5 Trading System

1.3.6 Stock Market Information System
1.3.7 Principal Weaknesses of Indian Stock Market
1.3.8 Directions to Reform the Functioning of Stock Exchanges

1.3.9 National Stock Exchange of India Ltd.
1.3.10 Over the Counter Exchange of India (OTCEI)

1.3.11 Inter-connected Stock Exchange of India
1.3.12 Demutualisation of Stock Exchanges
1.4 Investment Alternatives

1.5 Dematerialization
1.6 Summary

1.7 Keywords
1.8 Self Assessment
1.9 Review Questions

1.10 Further Readings

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