Page 73 - DCOM507_STOCK_MARKET_OPERATIONS

Stock Market Operations

Notes 11. “Every listing company has certain obligations and is required to comply with the various
clauses of the listing agreement.” Discuss.
12. How an efficient secondary market does make access to international capital easier?

13. Write a short note on rolling settlement.
14. As per the listing agreement what are the threshold limits for listing of new companies?

Answers: Self Assessment

1. Primary 2. Market
3. False 4. True
5. Registrar, transfer agent 6. Long-term

7. True 8. False
9. Buoyancy 10. Stock exchanges
11. True 12. False

13. True
14. National Securities Clearing Corporation Limited
15. The Central Depositories Securities Limited

3.11 Further Readings

Books G.M. Meier and R.E. Baldwin, Economic Development, Theory, History, Policy,
John Wiley & Sons, INC, New York, 1957, p.2.
George Rosen, Industrial Change in India, Asia Publishing House, Bombay,
1959, p.1.

Ragnar Nurkse, Problems of Capital Formation in Underdeveloped Countries, Basil
Blackwell, Oxford, 1955,
W. Arthur Lewis, The Theory of Economic Growth, George Allen & Unwin Ltd.,
London, 1956, p11.

Online links www.bis.org

www.federalreserve.gov
www.thebanker.com

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