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Management of Libraries and Information Centres

                     Notes         5.2  Need and Purpose

                                   A policy statement is a kind of framework and set of parameters within which staff and users
                                   work. It serves many functions beyond being merely a tool for selection of materials. In addition
                                   to describing current collections, it forces the staff involved to consider the aims and objectives of
                                   the organization, both long and short term, and the priorities to be attached to different activities.
                                   It assists with budgeting, serves as communication channel within a library and between the
                                   library and outside constituents, supports cooperative collection development, prevents censorship,
                                   and assists in overall collection management activities, including the handling of gifts, deselection
                                   of materials and serial cancellations.
                                   The main reasons for having a written collection development policy can be put under four broad
                                   headings:
                                      1. Selection: The primary function of a written collection development policy is to provide
                                         guidance to staff when selecting and deselecting resources for the local collection. The docu-
                                         ment serves as a guideline for each stage of materials handling. It might cover the selection,
                                         acquisition, processing, housing, weeding, retention, preservation, relegation and discard of
                                         all types of library material in the relevant subjects, with reference to specified levels of
                                         collection depth and breadth. This reduces personal bias by setting individual selection
                                         decisions in the context of the aims of collection building practice, and identifies gaps in
                                         collection development responsibilities. It ensures continuity and consistency in selection
                                         and revision. Moreover, it clarifies the purpose and scope of local collections, and allows
                                         selection decisions to be evaluated by, for example, identifying what proportion of in-scope
                                         published material has been acquired. Such a reference guide reduces the need of selectors to
                                         raise recurrent questions, and assists in the training of new staff. It also provides useful
                                         information to other library staff whose work is collection based.
                                      2. Planning: A policy document provides a sound foundation for future planning, thereby
                                         assisting in determining priorities, especially when financial resources are limited. This pro-
                                         vides a basis for the fair allocation of resources, and helps to protect library funds by explaining
                                         the rationale behind acquisitions bids. Having a formal publication to refer to ensures continu-
                                         ity and avoids confusion. Compilation of a formal document is beneficial in itself, in that it
                                         involves acquiring knowledge of existing collection strengths, and obliges staff to reflect on
                                         the library’s goals. The stated aims help other collection-related activities such as catalogu-
                                         ing, preservation and storage to form a coherent strategy, and support reader services, for
                                         example by identifying areas that are ripe for deselection, or more suitable for inter-library
                                         loan, document delivery or Internet access than for acquisition.
                                      3. Public relations: Formal policy statements can be useful in making the case for the library
                                         when dealing with both its users, administrators and funding bodies. They support the
                                         stated objectives of the organization, demonstrating accountability and commitment to
                                         agreed goals. Ideally, the compilation of the document requires the active participation of
                                         both users and administrators, thereby improving communication between the library and
                                         its clientele. The policy statement serves as a contract with the library’s users; it has the
                                         function to demonstrate to individuals within an institution what they can expect of the
                                         library both in form of collections and of services. It enables individual selection decisions to
                                         be justified on a standardized basis. By referring to the official statement, library staff can
                                         deflect criticism or censorship arising from special interest groups, and politely but firmly
                                         refuse unwanted gifts, sectarian materials or potentially offensive items.
                                      4. The wider context: As individual libraries are increasingly unable to provide all their services
                                         by themselves, they are banding together into cooperatives, alliances and consortia. For
                                         these ventures to work, there must be mutual knowledge and agreement on which library
                                         is collecting what. A written collection development policy therefore often serves as a basis
                                         for wider cooperation and resource sharing, whether in a locality, region, country, or even
                                         internationally.
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