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Unit 12: Introduction and Characteristic Values of Elementary Canonical Forms




          is some linear combination of the vectors in  . From what we just did, we know that   = 0 for  Notes
                                               i                                i
          each i. Since each   is linearly independent, we see that we have only the trivial linear relation
                          i
          between the vectors in  .
          Theorem 2: Let T be a linear operator on a finite-dimensional space V. Let c , ..., c  be the distinct
                                                                      1   k
          characteristic values of T and let W  be the null space of (T – c I). The following are equivalent:
                                      i                     i
          (i)  T is diagonalizable
          (ii)  The characteristic polynomial for T is
                                                       dk
                                               di
                                        f = (x – c )  ... (x – c ) )
                                              i       k
               and dim W  = di, i = 1, ... k.
                        i
          (iii)  dim W  + ... + dim W  = dim V.
                    i          k
          Proof: We have observed that (i) implies (ii). If the characteristic polynomial f is the product of
          linear factors, as in (ii), then  d  + .. + d  = dim V. For, the sum of the d ’s is the degree of the
                                   i      k                         i
          characteristic polynomial, and that degree is dim  V.  Therefore (ii) implies (iii). Suppose (iii)
          holds. By the lemma, we must have V = W  + ... + W , i.e., the characteristic vectors of T span V.
                                            1       k
          The matrix analogue of Theorem 2 may be formulated as follows. Let A be an n × n matrix with
          entries in a field F, and let c , ... c  be the distinct characteristic values of A in F. For each i, let W
                                1   k                                                 i
          be the space of column matrices X (with entries in F) such that
                                           (A – c I)X = 0,
                                               i
          and let   be an ordered basis for W . The bases  , ...,   collectively string together to form the
                 i                     i          1   k
          sequence of columns of a matrix P:
                                      P = [P , P , ...] = ( , ...,  )
                                           1  2      1   k
          The matrix A is similar over F to a diagonal matrix if and only if P is a square matrix. When P is
          square, P is invertible and P  AP is diagonal.
                                 –1

                                                      3
                 Example 6:  Let T be the linear operator on  R   which is represented in the standard
          ordered basis by the matrix.
                                              5   6  6
                                         A    1  4   2
                                              3   6  4

          Let us indicate how one might compute the characteristic polynomial, using various row and
          column operations:

                                           x  5  0     6
                      x  5   6    6
                                            1   x  2   2
                       1   x  4    2   =
                        3    6   x  4       3   2  x x  4
                                                x  5  0   6
                                       = (x  2)  1    1    2
                                                  3   1 x   4

                                                x  5 0   6
                                       = (x  2)  1   1    2
                                                  2  0 x  2




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