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P. 231

Unit 21: The Jordan Form




          Now we wish to make some further observations about the operator T and the Jordan matrix A  Notes
          which represents T in some ordered basis. We shall list a string of observations:
          (1)  Every entry of A not on or immediately below the main diagonal is 0. On the diagonal of
               A occur the k distinct characteristic values c ,..., c  of T. Also, c  is repeated d  times, where d
                                                 1   k         i          i           i
               is the multiplicity of c  as a root of the characteristic polynomial, i.e., d  = dim W .
                                 i                                      i      i
                                                                                j   with
          (2)  For each  i, the matrix A  is the direct sum of  n  elementary Jordan matrices  J  ( ) i
                                   i                  i
               characteristic values c . The number n  is precisely the dimension of the space of characteristic
                                i           i
               vectors associated with the characteristic value  c . For,  n   is the number of elementary
                                                       i      i
               nilpotent blocks in the rational form for (T  – c I), and is thus equal to the dimension of the
                                                 i  i
               null space of (T – c I). In particular notice that T is diagonalizable if and only if n  = d  for
                              i                                                 i  i
               each i.
                                    t
                                    ( )
          (3)  For each i, the first block  J  in the matrix A, is an r  × r  matrix, where r  is the multiplicity
                                    1                   i  i            i
               of c  as a root of the minimal polynomial for T. This follows from the fact that the minimal
                  i
               polynomial for the nilpotent operator (T  – c I) is x i .
                                                        r
                                                i  i
          Of course we have as usual the straight matrix result. If B is an n × n matrix over the field F and
          if the characteristic polynomial for B factors completely over F, then B is similar over F to an
          n ×  n matrix  A in Jordan form, and A is unique up  to a rearrangement of the order of its
          characteristic values. We call A the Jordan form of B.
          Also, note that if F is an algebraically closed field, then the above remarks apply to every linear
          operator on a finite-dimensional space over F, or to every n × n matrix over F. Thus, for example,
          every n × n matrix over the field of complex numbers is similar to an essentially unique matrix
          in Jordan form.
          If the linear transformation  T is nilpotent then  T  n 1  0  where n  is the index of nilpotency. If
                                                              1
          T  n 1 1  0  we can find a vector v in the space V such that  T  n 1  1  0 . Then we can form the vectors
          v  = v, v  = T v, v  = T v, … v  T  n 1  1 v  vectors which are claimed to be linearly independent over
                           2
           1    2      3        n 1
          the field F.
          Let V  be the subspace of V spanned by v  = v, v  = Tv, …  v  T  n 1  1 v , V  is invariant under T, and
              1                           1    2        n 1       1
          in the basis above, the linear transformation induced by T on V  has a matrix  A  of the form (1).
                                                                         n
                                                            1            1
          Let the vector space V is of the form V = V    W where W is invariant under T. Using the basis
                                            1
          v , v , …  v  of V  and any basis of W as a basis of V, the matrix of T in this basis has the form
                   n
           1  2    1    1
                                             A   0
                                               n 1
                                              0 A
                                                  n 2
          where A  is the matrix of T , the linear transformation induced on W by T. Since T  n 1  0, T  1/2  0
                 2             2                                                 2
          for some n    n .
                   2   1
          Let T is a linear operator on C . The characteristic polynomial for T is either (x – C ) (x – C ) where
                                 2
                                                                          1     2
          C  and C  are distinct or is (x – C) . In the former case T is diagonalizable and is represented in
                                     2
           1     2
          some ordered basis by the matrix
                                              C 1  0
                                              0 C  .
                                                  2
          In the later case, the minimal polynomial for T may be (x – C), in which case T = C I, or may be
               2
          (x – C) , in which case T is represented in some order basis by the matrix


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