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Complex Analysis and Differential Geometry




                    Notes          11.2 Rouche’s Theorem

                                   Suppose f and g are analytic on and inside a simple closed contour C. Suppose that |f(z)| >
                                   |g(z)| for all z  C. Then we shall see that f and f + g have the same number of zeros inside C.
                                   This result is Rouche’s Theorem. To see why it is so, start by defining the function (t) on the
                                   interval 0  t  1 :

                                                                    1  f'(z) tg'(t)
                                                                           
                                                               (t)            dz.
                                                                   2 i  C  f(z) tg(z)
                                                                    
                                                                           
                                   Observe that the denominator of the integrand is never zero:
                                                   |f(z) + tg(z)|  ||f(t) – t|g(t)||  ||f(t)| – |g(t)|| > 0.
                                   Observe that ¸ is continuous on the interval [0,1] and is integer-valued—t) is the number of
                                   zeros of f + tg inside C. Being continuous and integer-valued on the connected set [0,1], it must
                                   be constant. In particular, (0) = (1). This does the job!
                                                                       1  f'(z)
                                                                  (t)      dz
                                                                      2 i  C  f(z)
                                                                       
                                   is the number of zeros of f inside C, and

                                                                     1  f'(z) g'(t)
                                                                           
                                                                (t)          dz.
                                                                    2 i  C  f(z) g(z)
                                                                     
                                                                           
                                   is the number of zeros of f + g inside C.
                                          Example:

                                   How many solutions of the equation z  – 5z  + z  – 2 = 0 are inside the circle |z| = 1? Rouche’s
                                                                      5
                                                                         3
                                                                 6
                                   Theorem makes it quite easy to answer this. Simply let f(z) = –5z  and let g(z) = z  + z  – 2. Then
                                                                                      5
                                                                                                       3
                                                                                                   6
                                   |f(z)| = 5 and |g(z)|  |z|  + |z|  + 2 = 4 for all |z| = 1. Hence |f(z)| > |g(z)| on the unit circle.
                                                        6
                                                              3
                                   From Rouche’s Theorem we know then that f and f + g have the same number of zeros inside
                                   |z| = 1. Thus, there are 5 such solutions.
                                   The following  nice result follows easily from Rouche’s Theorem. Suppose  U is  an open  set
                                   (i.e., every point of U is an interior point) and suppose that a sequence (f ) of functions analytic
                                                                                             n
                                   on U converges uniformly to the function f. Suppose  further that  f is not zero on the  circle
                                   C ={z : |z : z  | = R}  U. Then there is an integer N so that for all n  N, the functions f  and f have
                                            0
                                                                                                      n
                                   the same number of zeros inside C.
                                   This result, called Hurwitz’s Theorem, is an easy consequence of Rouche’s Theorem. Simply
                                   observe that for z  C, we have |f(z)| >  > 0 for some . Now let N be large enough to insure that
                                   |f (z) – f(z)| <  on C. It follows from Rouche’s Theorem that f and f + (f  – f) = f  have the same
                                                                                                  n
                                                                                            n
                                    n
                                   number of zeros inside C.
                                          Example:
                                                                                  z 2    z
                                   On any bounded set, the sequence (f ), where f (z) =  1 z   2    ...   n! n  ,  converges uniformly to
                                                                        n
                                                                n
                                   f(z) = e , and f(z)  0 for all z. Thus for any R, there is an N so that for n > N, every zero of
                                        z




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